Compliance
Alliance Capital Asset Management Limited is a BSEC-licensed asset manager operating within the regulatory framework that governs the capital market of Bangladesh.
Operating Within the BSEC Framework
As a licensed asset manager, ACAML complies with applicable securities laws and the rules issued by the Bangladesh Securities and Exchange Commission.
ACAML is licensed by the Bangladesh Securities and Exchange Commission (BSEC), the statutory regulator of the capital market in Bangladesh. Our investment-management and advisory functions are carried out in accordance with applicable securities laws and the BSEC rules relevant to our products and operations.
These include the BSEC (Alternative Investment) Rules, 2015, the BSEC (Exchange Traded Fund) Rules, 2016, and the BSEC (Public Issue) Rules, 2015. Compliance with this framework underpins how we structure funds, manage portfolios and disclose information to investors and the market.
BSEC (Alternative Investment) Rules, 2015
BSEC (Exchange Traded Fund) Rules, 2016
BSEC (Public Issue) Rules, 2015
How We Safeguard Investors
Our compliance culture is built on four commitments that shape day-to-day decisions across the firm.
Regulatory Compliance
We conduct our asset-management and advisory activities in accordance with the Securities and Exchange Ordinance, the rules issued by BSEC, and the listing requirements of the DSE and CSE.
KYC & AML
Client onboarding follows Know Your Customer and Anti-Money Laundering procedures consistent with the prevailing laws of Bangladesh, supporting the integrity of every investor relationship.
Investor Protection
Safeguarding the interests of our investors is central to our mandate. Fund assets are held independently and managed in line with each scheme’s stated objectives.
Transparency
We maintain transparency in Net Asset Value (NAV) computation and portfolio disclosure, so that investors can assess the performance and holdings of their funds.
Statutory Fund Disclosures
In line with our commitment to transparency, statutory disclosures for our funds — including periodic NAV and portfolio information — are published on our reports page.
Investors and prospective investors are encouraged to review the latest published disclosures before making investment decisions, and to consult the BSEC regulatory framework that governs our activities.